Spinoza (1632-1677)
His family had come to Amsterdam from Spanish Marranos expelled from
Portugal. At 22 changes his name from Baruch to Benedictus. In 1656
formally accused of heresy, cursed and expelled from the synagogue.
Becomes a lens grinder. Works on the Ethics (in Latin) in 60's an
early 70's avoiding publication for fear of persecution. Publishes
(1670) anonymously Tractatus theologico-politicus, upholding political
and religious tolerance. Contains also a critique of revealed religion
and begins "higher criticism" of the Bible. Violently attacked. De Witt's
patronage (Grand Pensioner). French invasion of The Netherlands and lynching
of De Witt's brothers in The Hague for their alleged French sympathies
(1672). Spinoza suspected of treason upon his visit to the Prince
of Condé for possible peace, confronts the mob ( 1673). Declines
a chair in Philosophy. Last years spent working. Leibniz's visit. Dies
of consumption. His misogyny.
A. Some features of Spinoza's metaphysical system and his Ethics.
Spinoza's system is the paradigm of a rationalist system, for it clearly
maintains the superiority of reason over the senses, rejects brute facts
(vs. Descartes), and attempts a strictly deductivist approach to knowledge.
It is also the most famous version of pantheism and rejection of the personal
God of the three religions (vs. Descartes): God, in Spinoza's view is nothing
but Nature operating on the basis of its own metaphysically necessary laws.
The outcome is a form of radical naturalism (vs. Descartes).
The Ethica Ordine Geometrico Demonstrata has the 5 parts:
1. On God
2. On the nature and origin of the mind
3. On the nature and origin of the emotions
4. On human bondage, or the strength of the emotions
5. On the power of the intellect, or of human freedom.
Here we study part 1 and sections of part 2.
B. Ordine geometrico demonstrata: the Ethics
adopts a strictly deductivist procedure, showing Euclid's influence.
The definitions are supposed to be real, not nominal, definitions
(similar to Socratic definitions). However, they are often
obscure. The axioms often suffer from the same defect. Perhaps,
S. believed that the truth of the conclusions justifies the axioms and
definitions. The proofs are a mixed bag; some are problematic, as
they rely on unclear axioms and definitions.
Part I: God
Devoted to an analysis of the nature of God and the main outlines of
its relation to the world. Can be divided into 4 sections:
1) Definitions & axioms.
2) Props. 1-15 : the essence of God.
3) Props. 16-29: divine power and the casual system rooted in it.
4) Props. 30-6 plus appendix: theological consequences of first two
parts.
A. Definitions and Axioms
Definitions
Def. 1: X is self-caused just in case X's essence involves existence
Def. 2: X is finite in its own kind if it can be limited by
another thing of the same nature (e.g. a body by another body).
Def. 3: "By substance I mean that which is in itself, and is
conceived through itself: in other words, that of which a conception can
be formed independently of any other conception."
-
D's view of substance in the Principles (I,51-2): Substance is that
which is causally self sufficient.
-
Since the idea of self-inherence seems absurd, "what is in itself" is best
understood in terms of causation, as meaning "that which is self- caused".
However, this is a controversial point.
-
Hence, substance has two main features:
-
Ontological independence (causa sui)
-
Epistemological independence (conceived, i.e. understood, through itself)
Def. 4: "By attribute, I mean that which the intellect perceives
as constituting the essence of substance."
-
examples: D's extension and thought.
-
S. identifies attribute and substance (e.g. at IP4d). Probably this
is to be understood in the Cartesian sense that an attribute is distinguishable
from its substance only by a distinction of reason. In other words, attribute
and substance differ as adjectival and substantival presentation
of the same content. This seems to do justice to S' claim that "each
attribute of one substance must be conceived through itself" IP10.
Problem: Substance has infinite attributes. Is S. consistent?
Reply: Different perspectives of the same thing, like the concave
and convex aspects of a curve.
Def. 5: "By mode, I mean the modifications of substance, or that
which exists in, and is conceived through, something other than itself"
-
Modes are caused by, are ways of being of, and are understood through,
their substance.
-
Analogue of substance/mode: law of a series and specific values of it plus
the idea that the values are produced by the law of the series itself.
Def. 6: "By God I mean a being absolutely infinite-that is, a substance
consisting of infinite attributes, of which each expresses God's eternal
and infinite essence,"
NOTE: The explication and later uses of this definition show that when
S says God has "infinite" attributes, he means God has all the attributes.
Def. 7: Being free is being self-caused and self-determined;
being constrained is being other-caused and other-determined.
Def. 8: "By eternity I mean existence itself, insofar as it is
conceived necessarily to follow solely from the definition of that which
is eternal."
NOTE:There are 3 main views of eternity:
-
Eternity as necessary existence
-
Eternity as sempiternity
-
Eternity as a-temporal existence
NOTE: (1) is compatible with (3) and, with some effort, with (2).
Axioms
Ax.1: "Everything which exists, exists either in itself or in
something else."
This says that everything is either a substance or a mode.
Ax.2: "That which cannot be conceived through anything else
must be conceived through itself."
This says that everything is intelligible.
Ax.3: "From a given definite cause an effect follows necessarily;
and on the other hand, if no definite cause be granted, it is impossible
that an effect can follow."
This amounts to saying that:
-
Causes necessitate, i.e. conflation of causal and logical necessity. An
effect follows from its cause as the Pythagorean theorem from the nature
of right triangle.
-
Nothing happens without a cause.
NOTE: So, S. adopts the strongest possible version of the Principle
of Suffient Reason (PSR)
Ax. 4: "The knowledge of an effect depends on, and involves, the
knowledge of a cause."
NOTES:
-
This amounts to saying that if X causes Y, then Y can be fully understood
only through X, and that if Y can be fully understood only though X, then
X causes Y.
-
For S, as for Aristotle or Hobbes, to know fully is to know through
causes; for example, knowing a mathematical theorem involves knowing
its proof.
Ax. 5: If two things have nothing in common, they cannot be understood
through each other.
Ax. 6: A true idea must agree with what it represents
NOTE:This amounts to accepting the correspondence theory of truth.
Ax. 7: If X can be conceived as non-existent, then X's essence
doesn't involve existence.
B. The Essence of God (props. 1-15)
Prop 1: Substance is ontologically and epistemologically prior
to its modes..
Prop 2: Two substances with different attributes have nothing
in common because they can be conceived independetly of each other.
Prop 3: Two things which have nothing in common are causally
idependent of each other (from Ax. 5-4)
Prop 4: "two or more things are distinguished one from the other
either by the difference of the attributes of the substances, or by the
difference of their modification."
The demonstration amounts to claiming that since all there is is substances
and their modes, things can be distinguished from each other only by reference
to substances (here identified with their attributes), or modes.
Prop 5: "There cannot exist in the universe two or more substances
having the same nature or attributes."
-
this is one of the most important props in the first part because it is
used to prove S's pantheism.
-
the proof falls into 3 parts:
-
if several distinct substances be granted, they must be distinguished either
because of their attributes or because of their modes (because of
prop (4)).
-
If the former case, then no two have the same attributes.
Problem: Suppose two substances, A and B such that A has attributes
x, y and B has attribute x. Then, they would be distinct because
of their attributes, and yet they would share an attribute, namely x (Leibniz's
objection)
Replies:
-
Substances, a la Descartes, can have only one attribute. However,
this reply won't do because God has an infinity of attributes
-
A substance is to be identified with each of its attributes. So,
attributes x and y are the same thing, namely A; that is, x and y are A
described in different ways.
This leaves the case in which substances could differ because they have
different modes, as D would say minds differ. S tries to eliminate this
possibility as follows:
-
If the latter case, then "as substance is prior to its modes (prop 1),
it follows that setting the modes aside, and considering substance in itself,
that is, truly, (def. 3 & 6), there cannot be conceived one substance
distinct from another, that is (by prop 4), there cannot be granted several
substances, but one substance only."
Problem: Why should one be entitled to "set the modes aside"
simply because substance is prior to its modes?
Replies:
-
If two substances A and B differ only because of their modes, since
modes are accidental, they could have the same modes. But they would still
be different substances (they would still be two). Hence, they are not
distinguished by their modes. That is, if A and B are distinct, they are
necessarily so, but it is contingent that they have different modes. Hence,
the latter cannot be the reason of the former.
NOTE: this involves denying the Identity of Idiscernibles.
-
Modes cannot distinguish substances because often they can be distinguished
from each other only by assuming that they belong to different substances
(Think about identical qualities in two substances: they are distinct qualities
not because they 'look' different, but because they belong to two different
substances.
Prop 6: a substance A cannot be produced by any other thing B because
if it could, the knowledge of A would depend on that of B, which cannot
be because a substance is conceived through itself.
Prop 7: existence belongs to the nature of substance.
For, a substance cannot be produced by anything else (prop 6). But
everything has a cause. Hence, a substance is self-caused, i.e., it exists
necessarily, i.e., existence pertains to its nature.
NOTES:
-
PSR assumed.
-
In note II to prop 8, S claims that prop (7) is self-evident if one thinks
about it. (He also goes on to show that there is only one substance-the
20 men proof)
Prop 8: "every substance is necessarily infinite," since if it were
finite, it would be limited by another substance of the same nature (def.
2). But then, since substance exists necessarily, there would be two substances
of the same attribute, which is impossible (prop.5)
Prop 9: the more reality a thing has, the more attributes it
has.
-
S claims this follows from def. 4, but unclear why. The idea perhaps
is that the more reality a thing has, the more ways of looking at it there
are.
-
In prop 10 note, S implicitly criticizes Descartes: although each attribute
is conceived through itself, it is clear that Prop. 9 is true. In particular,
an absolutely infinite being must have infinite attributes.
NOTE: Rejection of eminential attribution
Prop 10: each attribute is conceived through itself, since it constitutes
the essence of, i.e., it is, the substance.
Prop.11: God (i.e., substance of infinite attributes) exists
necessarily because existence belongs to the nature of substance.
Props 12-13: substance is indivisible. If it were divisible,
then its parts would be either substances or not. If the former,
there would be more than one substance with the same attribute, which is
impossible (prop. 5). If the latter, then the infinite substance could
cease to exist (against prop. 11) because its parts (not being substances)
would not exist necessarily.
NOTE: corporeal, i.e., extended, substance is indivisible.
Prop 14: "Besides God no substance can be granted or conceived."
This is the central proposition of part I of the Ethics.
-
The idea of the proof simple: God necessarily exists and has all
the attributes (prop 11, def. 6). But there cannot be two substances with
the same attributes (prop. 5). Hence God's necessary existence precludes
that of any other substance. It also precludes the possibility of any other
substance, for a possible substance must exist (prop. 7).
-
This is S's extreme monism : prop 11 says that God exists necessarily;
prop 14 says that God is the only possible substance.
-
Corollary 2 states that the extended thing and the thinking thing are either
attributes or modes of God.
Prop 15: All that is , is in God, and without God nothing can exist
or be conceived, since all there is and can be is God and its modes.
In the note, S takes on some features of traditional theology and defends
the view that God is extended:
-
God is not to be understood anthropomorphically.
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It cannot be claimed, with Descartes, that God created extended substance
because:
-
No substance can be produced by anything else
-
One cannot explain how an incorporeal God can create matter.
-
There is no problem in claiming that God is infinitely extended because
substance is not made up of parts, and all the objections against infinite
extension assume it has constituent parts.
NOTE: Cardinality arguments against actual infinity and standard answer
in terms of totum analyticum.
-
Moreover, even if extension had parts, it would not detract from God's
power, since nothing can act on God.
C. Divine causality and the modal system. (props. 16-29)
The second part of Ethics Part I is devoted to the treatment
of:
-
God as the self-sufficient source of things and their intelligibility (props.
16-20)
-
The system of particular things produced and conceived through their
source, God. (props. 21-29)
Prop 16: Since God is infinite and necessary, an infinity of things
in infinite ways- that is, all things which can be conceived by an infinite
intellect must follow from it.
This determines the nature of divine operation (it is necessary) and
its extent (all that is conceivable).
Prop 17: Since nothing can exist besides God, God acts solely
by the laws of its own nature and is not constrained by anything.
-
In corollary 2, S notes that God is the only free cause.
-
In the note, he makes two main points:
-
God is omnipotent because everything conceivable flows from its nature
like geometrical properties flow from the nature of triangle.
-
If God has an intellect and a will, they must differ from ours as the dog
in the sky and that in the yard because God is the cause both of the existence
and of the essence of humans (ultimately, for S God has no will and, as
natura naturans, no understanding either).
NOTE: Contrast with Aquinas' analogical approach and leibniz's partly
univocal approach.
Props. 18-20: These make two main points:
-
God is the immanent (not the transitive) cause of things because they can
be conceived and exist only through God
-
God, i.e. all the attributes, are eternal and, viewed as natura naturans,
unchangeable.
At this point S passes to the analysis of the modal system and
in effect he provides his counterpart of the orthodox doctrine of the derivation
of the world from God, creation from nothing, by adopting his own
version of emanation.
Props 21-2: these deal with eternal and infinite modes, i.e.,
modes which follow from God's attributes: some follow immediately from
divine attributes and can be viewed as "immediate" modes; others follow
from ""immediate" modes, and can be viewed as "mediate" modes. An example
of the former in the attribute of extension is motion-rest (letter 64);
an example of the latter in the attribute of extension is "the face of
the whole universe" (letter 64)
-
Proofs are very unclear
-
One can view immediate infinite modes as basic ways of existence
of God as extended (e.g., the physical world as endowed with motion/rest),
and mediate infinite modes as the laws embedded in, and following from,
the immediate infinite modes (e.g., the conservation of mv).
-
More generally, one can say that the immediate infinite modes in extension
are the basic features of physical reality, e.g., motion, rest, force,
etc., and the mediate infinite modes are the laws of
nature stemming from them, e.g., the law of universal gravity., the law
of falling bodies etc.
-
Notice that S modifies Descartes' view of extension by deriving from it
motion/rest, i.e., introducing dynamical elements in it.
Prop. 23: all infinite modes follow either immediately or mediately
from divine attributes.
Prop. 24: since a thing whose essence involves existence cannot
be produced by anything but itself, the essence of the things produced
by God does not involve existence.
The corollary denies ontological inertia and gives S's counterpart
of continuous creation.
Prop. 25: since God is the only substance, things can be conceived
only through God, which is, then, the source not only of their existence,
but also of their essence.
In the corollary, S. notes that particular things are modes of God.
Props. 26-7: claim that everything caused to act in a certain
way is so caused by God and cannot uncause itself.
Prop. 28: Every individual, i.e., finite thing, cannot exist
or act unless caused by another finite thing, and so on ad infinitum.
The idea of the proof is that a finite thing is caused by something
else. But being finite, it cannot be caused by God's attributes or
God's infinite modes. Hence, it must be caused by a previous finite
thing back to infinity.
NOTE: In part, the point is that particulars cannot be derived from
universal laws. For example, to derive the behavior of a
specific falling body, one needs to plug in figures (initial conditions)
into s=vot+1/2 (gt2).
Problem of the dangling modes:
Leibniz notes that not everything follows from "the nature of God...God
merely contributes something general and absolute of its own."
Reply: S. could reply that every finite thing has two
causal inputs both stemming from God:
-
a finite chain of infinite terms (the infinite modes ending in divine attributes)
-
an infinite chain of finite terms (other finite modes).
NOTE: Not clear whether reply is satisfactory.
Prop. 29: Nothing in the universe is contingent because all follows
necessarily from God.
The note distinguishes natura naturans (substance + attributes)
as God proper, and natura naturata (modes).
C. Theological consequences (props 30-36 & appendix)
Props 30-31: the intellect, finite or infinite, must comprehend
God and its modes, since there is nothing else. That is, the object of
the understanding is God. Moreover, understanding, will, love, desire,
etc., being a modifications of thought, belong to God as modalized, i.e.,
as natura naturata.
Prop 32: the will cannot be called a free cause, but only a
necessary cause, because it is but a mode of thought and hence it is determined
like everything else.
Corollary 1: God, as a substance (natura naturans) has no will,
i.e., has no volitions, and hence no free will. Same for understanding.
Their relation to the attribute of thought is the same motion/rest has
to that of extension. So, God is not a person for S. (Deus sive Natura).
Prop 33: Things could not have been brought about by God in
any manner or in any order different from that which has in fact obtained.
-
The proof : if the prop. were false, then God's nature could have been
different. But by prop. 11, such a nature would exist. Hence, there would
be two substances, which cannot be.
-
In Note 1, S. claims that what we call "contingent" is fully determined
and is so called just because we ignore its necessary causes. Contingency
is a name for our ignorance.
-
In note 2, S. argues that the traditional view that God chooses by
"free will" to create this world but could have chosen otherwise is incompatible
with divine perfection as understood by the very same theologians who attribute
free will to God.
Prop 34: God's power is God's essence, since God is the cause of
itself and everything else.
So, for S. God is essentially power which acts with inexorable necessity.
Props 35-6: Since God is essentially power, God brings about
all that is in its power. Moreover, since everything which
exists expresses divine power, it must produce some effect. Nothing is
causally dead.
The appendix on final causes
The first part of the Ethics ends with a very famous attack on final
causes or teleology (the idea that the cause or reason for the existence
of something is to be found in its function; for example, eyes exist so
that we can see; teeth to chew, etc.).
S attacks final causes by bringing them "before the bar of reason."
He tries to explain:
-
why people believe in final causes
-
why it is wrong to believe in them
-
how the belief in final causes has bad consequences, being the source of
many errors.
1. Why people believe in final causes.
Since they do things for an end, i.e., their own advantage, they tend
to think that everything else works that way. When they don't see
the end, they think that things are made by benevolent deities for humans.
But then the problem of evil arises, and so humans are compelled to believe
that the gods are beyond human understanding.
2. Why teleology is wrong:
-
part I of the Ethics shows that causality is efficient, not final.
-
the notion of a final cause turns "Nature completely upside down, for it
regards as an effect that which is in fact a cause, and vice versa."
-
assumes that God needs something, since he acts with an end in sight.
-
ultimately final causes explain nothing and reduce all things to the will
of God, i.e., to ignorance (Example of the falling stone killing
someone). This method of reasoning apparent when people talk about
parts of the human body and appeal to a designer.
NOTE: S. attacks the role of power seeking clergy in upholding miracles.
3. How teleology is the cause of many misconceptions.
Since people believe things are made for them, they believe that what
benefits or harms them are the most important features of things themselves,
and call them good, bad, ordered, confused, hot, cold, beautiful, ugly,
etc. (note the reduction of moral predicates to the level of secondary
qualities). They use imagination, which is based on how things feel to
their bodies, and not understanding. They do not see that God (natura
naturans) is above all these sense-based qualities. Moreover,
since people have different tastes, they disagree on these things, and
therefore they are led to skepticism.