Locke continued
F. Substance
-
The notion of substance plays a central role in Descartes and, especially,
Spinoza. However, Lk seems to downplay its role.
-
How formed: some simple ideas usually come together and thinking that the
respective qualities need a subject, we frame the idea of a substratum
in which they inhere. Hence we think of a substance as a set of qualities
(usually secondary) supported by a substratum. For example,
Gold: yellow, heavy, malleable, fusible, etc., plus a substratum to which
these properties belong.
Problem:
secondary or tertiary qualities are mere powers whose ontological
basis is given by the texture and ultimately by the real essence. It is
the primary properties making these up which inhere in the substance
-
For Lk, the idea of substance is obscure:
-
the substratum is unknown, an "I don't know what," and hence the idea of
substance very obscure.
Problem: reification of the logical concept of subject of inherence;
consequently, it's bound to be unknown.
Reply: Lk may agree, but his point is that the notion of substance
is also obscure: we don't know what it is for properties to inhere
and to be coinstantiated in a substance. So, our notion of
substance intensionally different from God's even if possibly extensionally
equivalent to it.
NOTE: How this notion of substance is the same in any subject.
-
both corporeal substance (cohesion of solid parts + capacity to transmit
motion) and spiritual substance (understanding and will + capacity to originate
motion) are unknown and obscure.
NOTE: Contrast with Descartes and Spinoza, especially with respect
to the identification of attributes with essence or substance, which makes
substance knowable.
G. identity and diversity.
Synchronic, diachronic, and a-temporal identity.
Locke says nothing on a-temporal identity, little on synchronic identity,
and concentrates on diachronic identity
He adopts a relative view of identity: To determine the identity
conditions of A, you must know what kind of thing A is , e.g., a man, an
atom, a spirit etc. (II, 27,7)
NOTE: if he allows that individuals X and Y may be sorted as M and
N even if individuals under M have different diachronic identity conditions
than individuals under N, then X and Y may be the same N without being
the same N. For example, Jekyll and Hyde are the same man but different
persons.
1.
Things of the same kind cannot be in same place at same time. Hence:
i. two things cannot have one beginning
ii. one thing cannot have two beginnings.
Note: ii) doesn't follow from (1) but from its converse.
2.
identity conditions of substances, modes & relations, organized
things, persons:
Substances:
-
God : always identical to himself, since never changes.
-
Finite spirits: identity determined by spatio-temporal origins.
NOTE: not clear (can something be added to a spirit?)
-
Material particle: identity preserved if no material addition or subtraction.
Modes & relations:
Their identity based on that of their substances. e.g., the size of
an atom the same if the atom the same.
Modes with successive existence (e.g., motion) have no diachronic identity,
since only permanent beings have it.
Organized things (organisms and machines):
Keep identity even if parts change as long as organizing principle
remains the same, e.g., acorn/ oak; Theseus' ship; metamorphosis.
So, in the case of man, the identity of the soul is irrelevant, e.g.,
if Heliogabalus's soul were to migrate into a hog, we would not call the
hog a man.
Personal identity.
A person is a rational being who can think of itself as itself at any
given time; consciousness is that which makes myself myself and
distinguishes me from other thinking beings.
NOTE: It's not very easy to explicate what Lk means by 'consciousness';
still, he claims that it is 'the perception of what passes in a Man's own
mind' (II, 1, 19)
Hence, my personal identity stretches backwards as much as my
consciousness, i.e., my memory, does. So, a past action is
mine if I remember performing it; otherwise it isn't.
Hence:
-
Sameness of person is not sameness of substance, be it material or immaterial
(vs. Descartes), e.g., consciousness transfers.
-
Since the person is the subject of punishment and reward, they follow the
person.
NOTES:
Hence the ends of religion are saved without recourse to soul
as immaterial substance.
Locke open the way for conditional immortality (denial of link between
soul & PI plus possibility of thinking matter).
Problems:
-
forgetfulness, and yet vs. Lk, we would say it's the same person.
Reply: not same person, but same man.
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is memory a necessary requirement for PI? Isn't knowledge I did it enough?
Is Lk confusing evidence for PI with PI itself?
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The drunkard who says he forgets? Shall we punish him?
Reply: yes, because he might be telling a lie.
NOTE: Lk's problem seems to be that for him PI is totally private.
-
Butler's circularity objection: memory presupposes, and doesn't constitute
PI; this can be seen by the fact that we need to appeal to PI in order
to distinguish memory from pseudo-memory (George IV example). Lk. confuses
a criterion of PI with PI itself.
Reply (not in Lk.): q-memory of an experience e iff:
-
it seems to me like a memory of e
-
someone did experience e
-
it is linked to e in same way (e.g., causally) in which a bona fide memory
of e is linked to e.
-
duplication case
Reply: rule out branching.
Triplication: looks ad hoc
-
Reid's objection (the gallant officer)
Reply: appeal to psychological continuity rather than connectedness
(suggested by Leibniz and not in Lk).
H. Classification.
Lk. distinguishes between nominal essence and real essence:
-
nominal essence : the complex abstract idea we associate with a
general term, for example, 'gold.'
NOTE: Hence different people may have different nominal essences
of gold
-
real essence : that which makes a thing what it is. For example,
in the case of gold, the inner constitution (e.g., the atomic structure)
on which the defining characteristics of the nominal essence of gold depend;
in the case of triangle, the being a plane closed figure with three sides.
NOTE: We don't (cannot possibly?) know real essences: we lack microscopic
eyes.
Metaphysical issue: are there natural kinds? (realism, conceptualism, extreme
nominalism). Locke gives different answers to this issue with
respect to substances and modes.
Substances
Locke criticizes the Aristotelian theory of classification (ATC) according
to which the world is divided into mind-independent natural kinds
such as gold, man, rose, etc. For him, by contrast, "species are
the workmanship of the understanding," that is, they are mind-dependent.
NOTE: How corpuscularianism makes the ATC problematic, since at bottom
it's microstructures which determine the qualities of things.
Lk. proposes 3 arguments:
-
If ATC, then natural kinds have hard edges. But there are monsters
and ambiguous cases (III, 3, 17).
Problems:
-
Deny that if ATC then hard edges; monsters come about because of
defects in matter.
-
make each monster a species of its own (Leibniz)
-
things are subsumed under a species according to nominal essences, i.e.,
abstract ideas or concepts. But abstract ideas are man-made.
So species are man made.
Problems:
-
deny, with Plato or Aristotle, that all concepts are man-made.
-
note that things fall under nominal essences because they have certain
properties. So, nature is per se divided in natural
kinds.
-
It is we who select among the many ways in which things resemble each other
the ways which constitute natural kinds (the clock example) (III, 6, 39)
Problem: ok, but what if the ways we choose do correspond to
the way in which nature is really at bottom divided?
Reply: we cannot know that nominal essences correspond to real
essences
NOTE: Lk. adopts a conceptualist position: natural kinds are the product
of the mind (abstraction), but they have a basis in reality.
Modes.
Modes are entities which don't subsist by themselves but depend upon
others. For example, triangle, gratitude, murder, parricide, etc.
Here the situation is different because for modes, the nominal essence
is
the real essence. This is why in maths and in ethics we can have
a science and have hard edged classification.
Problems:
The study of suicide cannot consist merely in the explication
of the nominal essence of suicide. Rather, it involves other issues,
e.g., sociological ones. So, there's a real essence of suicide which
is different from the nominal essence.
The nominal essence of TBC (its symptoms) is not its real essence (the
bacillus infection).
I. Language.
For Locke, the principal function of language is communication.
Locke's theory is:
-
words immediately "signify" (refer to) ideas in the mind of the user.
Problem: confusion between sense and reference?
Reply: Locke may hold that words signify things mediately, thorough
the ideas they refer to immediately.
-
Ideas are private
-
Communication is achieved when by words the speaker excites in the hearer
the same ideas he has.
Problem: there's a conflict between (2) and (3). If ideas
are private, how can they be communicated? It must be the case that
concepts are public, although the images associated with them in individual
minds are private.
Reply: Type-ideas are public, while token-ideas are private
Natural-kinds terms.
For Locke (as for Frege), a natural-kind term (e.g., gold, or human)
has its reference determined by its sense (the nominal essence associated
with it). So:
-
if X and Y have same nominal essence (i.e., same macroscopic properties)
but different real essence, then they would be in the same species, i.e.,
belong to the reference of the same natural-kind term
-
if X and Y have same real essence, but different nominal essence (they
don't have the same macroscopic properties), then they would not be in
the same species, i.e., they would not belong to the reference of the same
natural-kind term.
This conflicts with Leibniz' and Kripke's view for whom anything having
the same real essence as the stuff we 'baptized' with a natural-kind term
belong in the reference of that term.
J. Knowledge
For Locke, knowledge is the perception of agreement /disagreement of
ideas (IV, 1,2)
Some general points:
-
although a concept empiricist (all ideas are ultimately from experience),
Locke is not a knowledge-empiricist (not all knowledge can be justified
by experience)
-
commitment to epistemological individualism: knowing P entails being able
to justify P. Hence, rejection of mere appeals to authority: as we
cannot see with another's eyes, so we cannot know with another's understanding
((I, 4, 23).
-
rejection of scholastic formalism: the best knowledge is intuitive, a kind
of mental seeing. Even in demonstration, one must see the conceptual
connections.
-
psychologism: the objects of propositional knowledge are mental entities,
i.e., ideas viewed objectively, or better the objective contents of ideas.
Our knowledge extends no further than our ideas.
Four types of agreement/disagreement:
-
identity/diversity: whether an idea same or different from another,
e.g., yellow isn't green (idea of?)
-
relation: whether two ideas stand in a certain relation to each
other e.g., two triangles of equal base and same height have same area.
NOTE: Lk seems to have in mind relations of entailment or probability.
-
necessary coexistence: whether some idea always come together, e.g.,
nominal essence of iron and idea of being magnetizable.
-
real existence: whether idea depicts existing thing, e.g., God exists.
Three types of knowledge:
-
Intuitive (intuition): clear and certain, e.g. blue is blue;
blue isn't green; I exist.
-
Demonstrative (reason): a chain of intuitive pieces of knowledge;
it's certain but not as clear as intuitive: ex. geometrical
theorems; God exists
-
Sensitive (sensation): neither as clear nor certain as (1)
and (2): ex. knowledge of external world.
The extent and certainty of our knowledge.
Lk. considers the four types of agreement/disagreement: identity/diversity,
necessary coexistence, relation, and real existence
1. Identity/diversity: Extends as far as our ideas, since of any two
ideas we can tell whether they are the same or not (objectively viewed).
2. Necessary coexistence:
-
Extends to few ideas, since there is no obvious connection between
simple ideas. We base our beliefs on brute experience (lack of theoretical
understanding). For example, both necessary connection among secondary
qualities (say, yellowness, malleability, heaviness, fusibility, etc.,
with solubility in acqua regia), and between them and microstructures unknown.
-
Lk's pessimism about science and our knowledge of the world:
-
we don't know real essences, and perhaps never will.
NOTE: Not clear why: perhaps because we lack microscopic eyes.
-
even if we did, we couldn't deduce the macroproperties (IV,3,12)
-
although action at a distance is unintelligible, Newton has shown that
it takes place
NOTE: Newton famously denied this.
-
Lk's pessimism about knowledge of spirits
NOTE: Contrast with Descartes
3. Relations:
Wide and expanding, since it amounts to finding intermediate ideas
between abstract ideas. Ex. Maths & Morality.
Problem: is this true of Morality:? Can we agree on real definitions?
Note how Locke in fact doesn't give a science of morality: much of what
he gives us amounts to "trifling" (definitional) knowledge (e.g., IV, 3,
18)
4. Real existence:
Intuitive (my own existence); demonstrative (existence of God); sensitive
(existence of finite things)
Problem: Existence is not an idea here.
Certain knowledge can be trifling or instructive:
-
trifling: a derivation of Y from a complex idea explicitly containing
Y. For example, the claim that gold is yellow is trifling because
the idea of yellow is contained in the nominal essence of gold.
-
instructive: a derivation of Y from a complex idea not explicitly
containing Y; hence, the derivation is not trivial
NOTE: presumably, for Locke maths and morality involve some instructive
knowledge.
K. Mind/Body issues
For Locke, a spirit is a thinking substance, whether material or immaterial.
He rejects reductive materialism (Hobbes); at times he seems to
adopt substance dualism (Descartes), going as far as saying
that it's most likely (II, 27, 25); at a minimum, he adopts property
dualism. His discussion of the mind/body issues is permeated
with pessimism.
-
As far as we know, there is no contradiction in the notion of thinking
matter
NOTE: the point might be of epistemic possibility (which doesn't entail
logical possibility even relative to our ideas), or logical possibility
relative to our own ideas (which doesn't entail logical possibility simpliciter
even if our ideas here at stake are extensionally equivalent with God's),
or logical possibility simpliciter (i.e. logical possibility in
relation to God's ideas).
-
For all we know, God can (does?) give thought to properly fitted material
systems.
NOTE: at times he seems to think this applies to animals (LW IV, 466)
-
Moreover, since God has inexplicably annexed to matter in motion the capacity
to produce ideas in us, he could give matter the capacity to think.
Our problem is that we don't have a satisfactory idea of thought (we
don't know what thought consists in).
NOTES:
-
Compare to Malebranche and contrast with Descartes and Clarke
-
Is our ignorance of the nature of thought compatible with the idea that
the mind is transparent?
Against Descartes, whether the mind always thinks is an empirical issue.
Actually, Locke seems to believe that it doesn't always think. So,
for him, consciousness is not part of the mind's essence; rather it's one
of its operations, like motion to a body.
NOTE: this seems to lean towards a materialist view of the mind.
K. The reality of knowledge
Since our knowledge extends not farther than ideas, is it chimerical,
i.e. restricted to the ideal side of the veil of perception?
Not as far as there is conformity between ideas and the things
they stand for. Such conformity certainly exists in the case of
-
simple ideas because, since the mind is passive, they are the result
of causal activity of things on us.
Problems:
-
given Lk's remarks about lack of conformity between secondary qualities
and their ideas, what sort of knowledge is this?
-
compare with Descartes' views about extension as clear & distinct
-
complex ideas not of substances, since they must conform merely
to themselves (e.g., mathematical and moral ideas). Here, nominal
essence and real essence coincide
NOTE: both trifling and instructive knowledge can be real knowledge:
"a triangle has 3 sides" is both trifling and real; "the sum of the internal
angles of a triangle is equal to two right angles" is both instructive
and real.
However, the conformity between our ideas of substances and substances
themselves is very limited, since often we're wrong in our expectations
about substances.
Knowledge of existent things
There are three things at issue: 1) our existence; 2) the existence
of God; 3) the existence of the external world.
1.
Knowledge of my own existence is certain and intuitive.
Problem: does intuition go beyond ideas here?
2.
Knowledge of God's existence: certain and demonstrative.
The proof a version of the Cosmological Argument. It has
two stages: A) God exists; B) God is immaterial.
-
God exists:
-
I exist and I think
-
nothing cannot be the cause of anything, i.e., every event or state
of affair has a cause.
-
Hence, there must always have been something, otherwise there would be
nothing now.
Problem: Lk doesn't seem to realize that this something needn't
be the (numerically) same thing.
-
a cause must have formally or eminently all that is in the effect.
NOTE: Descartes' third meditation.
-
hence, the cause of my existence must have power, thought, etc., to the
heighest degree, i.e., it is God.
Problem: why to the highest degree?
-
God is immaterial:
Rationale: only an immaterial substance can produce thought
since:
-
even if matter (which cannot produce motion) were in motion from eternity,
it could only push, knock other matter, not produce thought
Problem: But Lk also claims that we don't know what thought
consists in.
Reply: perhaps he knows enough to exclude that thought be produced
by matter.
-
since matter is not one thing, but partes extra partes, there would be
an infinity of consciousness, not one material thinking God.
Problem: so what? A committee could be my cause.
NOTE: Lk rejects the ontological argument: can't go from thought to
reality
3.
Knowledge of the existence of the external world.
This knowledge is sensitive and neither as certain nor as clear
as the previous two.
It extends only to what I sense now because there's no metaphysical
guarantee of permanence of material object.
The existence of the external world guaranteed by the sense,
which, Lk claims, we can trust in this instance.
Rationale:
-
The fact that neither a blind man nor one with sight but in the dark can
see things guarantees that both the senses and something else is
needed to cause sensation
-
Ideas from sense are vivid and unavoidable
NOTE: similar to Descartes in Meditation VI
-
Pain and pleasure accompany actual sensations and not memories of them
Problem: this only shows that sensation is different from memory
or imagination
-
The senses confirm each other.
Problem (raised by Lk. himself): not shown that dream hypothesis
is wrong
Reply: if we always dream, then it makes no difference to our
lives; this doubt is trifling. moreover, This not an issue on which we
can gain absolute certainty.
NOTE: Lk points out that we know the existence of other spirits from
faith
alone.
L. Reason and Faith.
Importance of the problem (especially in the seventeenth century).
Some religious positions are important with respect to Locke:
-
Extreme fideism: "Credo quia impossibile," recently revived by Pascal
-
Moderate fideism: Appeal to the authority and tradition of the Church to
adjudicate religious issues in the light of reason's inability to do so.
-
Enthusiasm: the belief in one's authority in religious matters because
of one's infusion by the Holy Ghost.
-
Deism, which accepted natural religion, but rejected of revelation and
supernatural (Mysteries), e.g., vergin birth , the resurrection from the
dead, the idea that Christ is the Messiah.
-
Socinianism, which was an extreme form of deism and denied Christ's divinity,
God's foreknowledge, and unconditional immortality.
Lk distinguishes between reason and faith:
-
Reason is the inferring or demonstrating of certain or probable truths
from the ideas gotten through experience. With respect to reason,
statements can be divided into three categories:
-
statements in accordance with reason, i.e., truths arrivable at
by reason.
-
statements contrary to reason, i.e., inconsistent with what
we know to be true, e.g., more than one God; trinity (probably)
-
statements above reason, i.e., consistent with what we know to be
true, but unarrivable by reason. ex. resurrection; divinity of Christ;
virgin birth.
-
Faith is the acceptance of revelation. For Lk:
-
the proper realm of faith is statements above reason. Hence faith
goes beyond reason but cannot contradict it.
-
One must have reasons for believing that alleged revelation is true
revelation. Ex. immoral precepts disqualify, since reason tells us God
is good. Hence, importance of the rational study of the sources of revelation:
textual exegesis of Scriptures
NOTE: So, Locke accepts that if P is divinely revealed we ought to
accept it; however, he wants proof that P is divinely revealed.
-
Reason demands the rejection of credo quia impossibile and of enthusiasm.
NOTE: Since Lk. accepts revelation, he isn't a deist; nor is he a Socinian
(he accepts the divinity of Christ).
Belief and toleration: belief doesn't directly depend on our will, although
we can affect it by inquiring on a subject matter or not. (IV, 20, 16)
This provides the basis for his later claim in the Letter on Toleration,
that therefore belief cannot be forced, and consequently the State should
exercise religious toleration (atheists and Catholics excluded, however).