Freedom, Determinism and Responsibility
1. Determinism
i. Initial conditions IC at play even before one's birth
ii. Laws DL which, given IC, always determine the same outcome
Example: law of falling body vs. probabilistic law.
NOTES:
(ii) says that events depend on and are determined by previous IC and
DL, not the converse, i.e. that if IC and/or DL had been different, the
outcome would have been different.
Don't confuse Determinism with Fatalism
Although the laws of General Relativity are deterministic, those of
quantum physics aren't.
2. Importance of issue of free will for ethics: praise and blame
involve responsibility, which involves free will.
Example: punishment as retribution presupposes responsibility, and
hence free will.
3. Hard Determinism
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Determinism true
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Free will entails the ability to do otherwise
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Ability to do otherwise incompatible with determinism.
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Hence, determinism and free will incompatible.
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Hence, no free will.
NOTE: Lack of free will seems to lead to the denial of moral responsibility.
Hence, no retribution. Incapacitation, deterrence and amelioration
are the only components of punishment left.
4. Compatibilism (Soft Determinism)
There are two versions, a weak version and a strong version.
A. Weak version: Free will and determinism are merely compatible
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determinism is true
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free will is acting as one wants
NOTE: hence, real issue is not whether actions are caused, but whether
they are caused by the agent's choice or by external causes.
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hence determinism and free will compatible.
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Objection: but if choice determined, then no free will. Choice
must be such that it could have been otherwise.
B. Strong Version: Responsibility presupposes determinism.
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if determinism false, then action not caused by one's choice, i.e. the
result of the process of deliberation.
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hence, action uncaused, and consequently random.
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I'm not responsible for a random action (e.g., arm's jerk due to link with
a geiger counter).
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hence, responsibility presupposes determinism.
Objection to (1):
determined deliberation is illusory. It may have the phenomenology
of deliberation, but it is not deliberation.
Hence, if determinism, then no choice.
Objection to transition from (1) to (2):
it's true that if action uncaused, then random, and then lack of responsibility.
However, action not caused by choice may be caused by the agent, the substance
which constitutes the person.
NOTE.: link to substantial view of personal identity.
5. Libertarianism (Free Willism)
A. Attack on compatibilism and hard determinism:
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free will involves being able to do otherwise
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being able to do otherwise incompatible with determinism
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hence determinism and free will incompatible
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but we have free will because of evidence from introspection and
our capacity to choose in cases of indifference of equilibrium
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hence, determinism is false.
Objection to (1):
"could have done otherwise" irrelevant because of cases of over determination.
For example, I want an apple and so pick one; however I also have an implant
that makes me want apples when I want fruit. My wish did not come
from the implant but from my substance (libertarian) or mental states (compatibilist).
Hence, I picked the apple freely. However, I could not have done
otherwise because of the implant.
See also Dennett below.
Objection to (2):
Two senses of "could" in "could have done otherwise":
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"could" refers to a causal impossibility, e.g. the outcome being
different even if all antecedent conditions be identical. This sense
incompatible with determinism.
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"could" refers to a causal possibility. In this sense, "I
could have done otherwise" must be understood as elliptic for "I would
have done otherwise if I had so chosen." This sense compatible with determinism.
Incompatibilism confuses (1) with (2) by taking (1) as the relevant sense
of "could".
Reply: sense (2) irrelevant because if determinism true, then
I could not have willed differently.
B. Positive account of libertarianism:
First Argument
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people are morally responsible for what they do
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if determinism, then no free will, and hence no responsibility.
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if indeterminism, then no responsibility.
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but either determinism, or indeterminism, or agent causation is true
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hence, agent causation is true
NOTE: agent causation is neither determinism, because action caused
not by previous mental events, but by the substance constituting the person,
nor indeterminism because action is not random (uncaused), but caused by
substance.
Problem: If substance caused to cause action, then determinism;
if substance uncaused cause, then indeterminism and/or unintelligible.
Reply: desires, fears, hopes, deliberations, etc. reasons but
not causes (analogy of the absolute ruler who can always disregard the
advice and influence of his ministers).
Second Argument
introspection shows that my choices, when taken after proper deliberation,
are neither caused by my previous mental states, nor random.
Problem: little evidence that introspection is always reliable,
as cases of hypnotism show.
Third Argument
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We have a capacity to choose in cases of indifference of equilibrium.
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But if determinism were true, then such choices would be impossible
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Our choices are not random
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Hence, agent causation is true
Problems:
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the only evidence we can choose in a state of equilibrium is introspection,
which is not reliable
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even if we could choose in a state of equilibrium, the mechanism of choice
may be determined (e.g. a subroutine which is called up when we are stuck)
6. Incoherence view:
The notion of free will is incoherent, because it involves both determinism
and the lack of it.
Chisholm: Human Freedom and the Self
A) The metaphysical problem of human freedom is that it seems incompatible
both
with event-determinism and geiger-counter indeterminism because free will
involves the capacity to do otherwise (COD).
B) Compatibilists attempt the following reduction:
“he could have done otherwise” (P) is elliptical for “he would have
done otherwise if he had so chosen.” (Q)
Problems:
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If he could not have chosen otherwise, (Q) might be true and (P)
false. Hence, (P) and (Q) don't mean the same thing.
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Compatibilists confuse the real issue, which deals with the actus elicitus,
with a spurious one about the actus imperatus.
C) There are two types of causation:
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Transeunt causation, i.e. event causation, in which events cause events
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Immanent causation , i.e. agent causation, in which agents cause
events
Agents cause immanently brain events which cause other body events
by transeunt causation.
Hence, their actions are not brought about by change in the
agent (an event), but by the unchanged agent. So, agents are,
in theological jargon, unmoved movers.
D) A taxonomy of action:
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Facere esse = to bring it about
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Non facere esse = to abstain from bringing it about
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Facere non esse = to prevent from having it come about
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Non facere non esse = to abstain from preventing from having it come
about.
Dennett: I could not have done otherwise: so what?
Three types of "could have done otherwise" CDO:
i. metaphysical (useless and unknowable)
ii. local fatality (a misnomer), e.g., he couldn't have
done otherwise because he was locked in the room (useful and knowable)
iii. character improvement, e.g., he misbehaved, and what's bad
is that he could have done otherwise (useful and knowable)
Libertarians invoke CDO (metaphysical version) in context of responsibility,
but without good reasons because:
1. The way we consider issues of responsibility in everyday life
makes no appeal to CDO (metaphysical). The only form of CDO relevant
to moral responsibility arises in the context of “local fatalism”,
as when we say: ”He could not have done otherwise no matter what he had
tried or wanted to do because he was in chains." But local fatalism
is neutral with respect to determinism or lack of it (we don't ask physicists
or neuroscientists to determine whether someone is morally responsible)
NOTE: This is the standard compatibilist position.
Objection: if determinism, then no chance or opportunity of
doing otherwise.
Reply: Not so. Chances of winning or losing at lottery
are the same whether the extraction takes place before or after the sale
of tickets.
Duplication: Hard to see the relevance of the reply; determinism
deprives me of CDO not because the cause is before the effect (retrocausation,
if possible, would do the same), but because the cause is taken to be complete,
i.e. sufficient to bring about the effect.
2. “Here I stand; I can do no other;” “I could not possibly
torture an innocent person for fun”
These are avowals, not disavowals, of responsibility; they indicate
that given the person I am (my character), I couldn't do otherwise.
Objection: then you're like a zombie; people can act
out of character, as it were.
Reply: Not so; I can see both sides, but the reasons for the
course of action I choose are overwhelming. Flexibility requires only that
I recognize that in different circumstances I could act otherwise
(e.g. torture to save the world).
NOTE: here Dennett close to Hume: responsibility requires determinism
3. If metaphysical CDO were relevant to moral responsibility,
we couldn't know whether I'm responsible or not because of ignorance
of whether my actions are macroscopic effects of quantum-level indeterminacy
or determined effects because quantum indeterminacies cancel each other
out.
4. The significance of knowing CDO (metaphysical) about a subject
would be nil because:
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if the subject is determined and therefore could not have done otherwise
(metaphysical), I don't know how he will react in same situation because
it's very unlikely he will be in same psychological state ever again.
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if the subject is not determined and therefore could have done otherwise
(metaphysical), I don't know that an analogous determined subject won't
show as much flexibility, sensitiveness to nuances etc. as undetermined
subject.
Problem: True given the finite capacities of the brain? (Sphex
example)
Reply: in practical terms, probably yes
5. Aside from cases of local fatalism (useful) and metaphysics (useless),
what do we mean when we ask whether X could have done otherwise?
The example of the deterministic robot which destroys another shows that
we ask whether there is a design flaw which should be corrected.
Similarly, for people we ask whether there is a character flaw which
should be corrected.